Why should fiduciaries be motivated to entrust us with the management of their clients’ investment portfolios?
- We understand the risk, return and diversification mandates of the Uniform Prudent Investor Act (UPIA) and how to apply them to the benefit of our fiduciary clients.
- We have nearly a decade of experience in managing UPIA-compliant portfolios and are nationally recognized for our expertise.
- We were the only investment advisory firm ever designated by the National Guardianship Association as an NGA Premier Expert for management of fiduciary accounts.
In addition to providing technical expertise, we focus on clarifying and understanding the needs of our clients. First, our fiduciary client completes a short, one-page questionnaire enabling us to analyze the clients’ financial situations as well as their present and projected needs. Next, we create an Investment Plan (including an Investment Policy Statement and an Investment Recommendation) that is reviewed by the fiduciary and often used to gain court approval for investing. Finally, we open and invest the account and follow up with Compliance Reviews.
Many fiduciaries who are looking to reduce their liability through low-risk investment management choose PIN because of our expertise in working within the guidelines of the UPIA and because we take the time to understand their needs.